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NCLA Discusses House Financial Services Committee hearing on SEC Enforcement
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A House Financial Services Committee recently held a hearing titled 'SEC Enforcement: Balancing Deterrence with Due Process.' The hearing focused on a number of issues that NCLA has been litigating, such as denial of due process rights through in-house adjudications, lack of jury trial rights, abusive processes in SEC investigations, use of disgorgement, the Gag rule, etc.
In this latest episode, Vec is joined by NCLA's Kara Rollins to discuss the hearing.
See omnystudio.com/listener for privacy information.
105 эпизодов
Fetch error
Hmmm there seems to be a problem fetching this series right now. Last successful fetch was on August 13, 2024 17:49 ()
What now? This series will be checked again in the next day. If you believe it should be working, please verify the publisher's feed link below is valid and includes actual episode links. You can contact support to request the feed be immediately fetched.
Manage episode 419287134 series 2879282
A House Financial Services Committee recently held a hearing titled 'SEC Enforcement: Balancing Deterrence with Due Process.' The hearing focused on a number of issues that NCLA has been litigating, such as denial of due process rights through in-house adjudications, lack of jury trial rights, abusive processes in SEC investigations, use of disgorgement, the Gag rule, etc.
In this latest episode, Vec is joined by NCLA's Kara Rollins to discuss the hearing.
See omnystudio.com/listener for privacy information.
105 эпизодов
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